Osmosis Team Primer

Capital Markets 101
How the Money Flows

A foundational guide to understanding the ecosystem we sell into—who the players are, how they make money, and where Osmosis fits.

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The Fundamental Question

Imagine you're in capital markets. You're an asset manager. What's your job?

The Simple Answer

Your job is to get money and invest it well.

That's it. Everything else flows from this. But here's the thing: these are actually two different jobs, often done by different people with different skills and incentives.

🎯 Job #1: Get the Money

Convince allocators (pension funds, endowments, family offices, sovereign wealth funds) to give you their capital to manage.

This is fundraising. This is where Osmosis plays.

📈 Job #2: Invest It Well

Put that capital to work—in public equities, private markets, lending, infrastructure, real estate—and generate returns.

This is portfolio management.

The Big Picture

How the Money Flows

Capital markets exist to move money from people who have it to places where it can grow. Here's the basic flow:

🏛️
Allocators
Pension funds, endowments,
sovereign wealth, family offices
give capital to
💼
Asset Managers
Hedge funds, PE firms,
venture capital, credit funds
who invest in
🌍
Investments
Companies, real estate,
infrastructure, loans
💡

Why This Matters for Osmosis

We help with that first arrow—the relationship between allocators and asset managers. Specifically, we help asset managers understand what allocators are thinking, saying, and doing so they can raise capital more effectively.

The Money Sources

Who Are the Allocators?

Allocators are institutions that have massive pools of capital they need to invest. They don't invest it all themselves—they give chunks of it to asset managers who specialize in different strategies.

Allocator Type What They Are Examples Typical AUM
Public Pension Funds Retirement money for government employees CalPERS, NY State Common, Texas Teachers $50B - $500B+
Endowments University and foundation investment pools Harvard, Yale, Stanford, Gates Foundation $10B - $50B
Sovereign Wealth Funds National investment funds (often oil money) Norway GPFG, Abu Dhabi ADIA, Singapore GIC $100B - $1T+
Family Offices Wealth management for ultra-rich families Walton Enterprises, Bezos Expeditions $1B - $100B
Insurance Companies Investing premium income MetLife, Prudential, AIG $100B - $500B
The Osmosis Angle

These allocators are constantly talking—at conferences, in interviews, in regulatory hearings. They're signaling what they want to invest in, which managers they like, and where they see opportunity. That spoken content is gold for asset managers trying to raise from them.

Investment Approaches

What Do Asset Managers Actually Do?

Asset managers have a "view of the world"—a thesis about the best way to turn a dollar into more dollars. Here are the main approaches:

📊 Public Equities

Buying stocks in publicly traded companies. Can be passive (index funds) or active (stock picking). Most liquid, most transparent.

Players: Fidelity, BlackRock, Citadel

🏢 Private Equity

Buying private companies (or taking public ones private), improving them, and selling. Illiquid—money locked up for years.

Players: Blackstone, KKR, Apollo

💳 Private Credit

Lending money directly to companies (instead of buying equity). Predictable income streams. Growing fast.

Players: Ares, Blue Owl, Golub

🚀 Venture Capital

Investing in early-stage startups. High risk, potentially huge returns. Very relationship-driven.

Players: Sequoia, a16z, Benchmark

🏗️ Infrastructure

Investing in physical assets—bridges, airports, data centers, power plants. Long-term, stable returns.

Players: Brookfield, Macquarie, Global Infrastructure Partners

🏠 Real Estate

Buying and managing properties—office, retail, residential, industrial. Income from rent + appreciation.

Players: Blackstone RE, Starwood, Prologis

Strategy Deep Dive

Public Markets Strategies

Equities

Type What They Do Key Players Fees
Long-Only / Traditional Buy stocks, hold them. Benchmark against indices. Fidelity, T. Rowe Price, Capital Group, Wellington ~0.5-1% mgmt
Long-Short / Hedge Funds Buy stocks they like, short stocks they don't. Market-neutral or directional. Citadel, Millennium, Point72, DE Shaw 2/20 (often 1.5/15-20)
Quantitative / Systematic Algorithmic trading, statistical arbitrage. Renaissance, Two Sigma, DE Shaw, Citadel 2/20+ (top quants charge more)

Fixed Income

Type What They Do Key Players
Investment Grade Corporate bonds, government bonds. Safe, steady. PIMCO, DoubleLine, Western Asset
High Yield Junk bonds. Higher risk, higher return. Oaktree, PGIM, Ares
Emerging Market Debt Government and corporate bonds from developing nations. Ashmore, PIMCO, GMO
Strategy Deep Dive

Private Markets Strategies

Private Equity

Type What They Do Key Players Fund Life
Buyout / LBO Buy controlling stakes in mature companies, improve operations, sell. Blackstone, KKR, Apollo, Carlyle, TPG 10-12 years
Growth Equity Minority stakes in fast-growing companies. Less leverage than buyout. General Atlantic, TA Associates, Summit 10-12 years
Venture Capital Early-stage startups. High risk, power-law returns. Sequoia, a16z, Benchmark, Founders Fund 10-12 years

Private Credit

Type What They Do Key Players
Direct Lending Loans directly to middle-market companies (bypassing banks). Ares, Blue Owl, Golub, HPS, Owl Rock
Distressed / Special Sits Buy debt of troubled companies at a discount. Oaktree, Apollo, Elliott
Mezzanine Subordinated debt, often with equity kickers. Golub, Crescent, Audax
Strategy Deep Dive

Real Assets & Specialty Strategies

Real Assets

🏠 Real Estate

Buy/develop/manage properties (office, industrial, multifamily, retail).

Players: Blackstone, Starwood, Brookfield, Prologis

🏗️ Infrastructure

Bridges, airports, toll roads, data centers, renewables. Long-duration, stable cash flows.

Players: Brookfield, GIP, Macquarie, Stonepeak

⛽ Natural Resources

Oil & gas, mining, timber, agriculture.

Players: EnCap, NGP, Quantum Energy

Specialty / Niche

🔄 Secondaries

Buy existing LP stakes from LPs who want early liquidity.

Players: Lexington, Ardian, HarbourVest, Blackstone Strategic Partners

🤝 Co-Investment

LPs invest directly alongside the GP in specific deals. Usually no/reduced fees.

Not a manager type—it's a product GPs offer

📦 Fund of Funds

Invest in other funds. Access + diversification for smaller LPs.

Players: HarbourVest, Hamilton Lane, Adams Street

The Giants

The Mega Managers

Traditional Asset Management

Public markets, retail-facing. Money on volume at thin margins. Less relevant for Osmosis.

Firm AUM Known For
BlackRock ~$10T Largest in world. iShares. Aladdin.
Vanguard ~$8T Index fund pioneer. Lowest costs.
Fidelity ~$4.5T Active + passive. Strong 401(k).
State Street ~$4T SPDR ETFs. Custody.
Capital Group ~$2.5T American Funds. Long-term active.

Alternative Asset Platforms

Private markets focus. Dedicated IR teams. Our sweet spot.

Firm AUM Key Strategies
Blackstone ~$1T PE, RE, Credit, Infra
Brookfield ~$900B Infra, RE, Renewables
Apollo ~$650B Credit-heavy, PE, Insurance
KKR ~$550B PE, Credit, Infra
Ares ~$425B Credit, credit, credit
Carlyle ~$425B PE, Credit, Global
🎯

Why Platforms Are Our Target

They have dedicated IR/Capital Formation teams. They're constantly fundraising across products. They care deeply about allocator intelligence.

Business Models

Platforms vs. Pure-Play Managers

🎯 Pure-Play Manager

  • Single strategy or narrow focus
  • One investment team / thesis
  • Raises fund-by-fund
  • Deep specialization

Examples: Sequoia (VC), Silver Lake (tech buyout), PIMCO (fixed income), Oaktree (credit)

🏢 Platform / Multi-Strategy

  • Multiple strategies under one roof
  • Multiple investment teams ("pods")
  • Shared infrastructure: ops, IR, legal, data
  • Cross-sell to existing LPs

Examples: Blackstone, Apollo, KKR, Carlyle; Citadel, Millennium (hedge)

Why Platforms Have Won

🛒 LP Convenience

"One-stop shop" — one relationship, access to multiple strategies

⚡ Operational Leverage

One IR team serves 10+ products. Spreads fixed costs.

🔗 Cross-Selling

LP in your PE fund? Pitch them credit. Warm lead.

👥 Talent Retention

Star PM wants new strategy? Do it in-house vs. leaving.

📊 Diversified Revenue

Credit struggling? PE carrying the load. Smooths cycles.

🏦 Retail Distribution

Can afford to build wealth channel infrastructure.

Big Trend

The Retailization Push

Institutional market is crowded. Retail is a $30T+ opportunity. Platforms are investing heavily.

Blackstone

BREIT (real estate), BCRED (credit), perpetual infra fund. Pioneered retail alternatives.

Apollo

Retail credit products via Athene insurance platform.

KKR

Interval funds, partnerships with wirehouses (Morgan Stanley, etc.).

Ares

Expanding wealth distribution across strategies.

Osmosis Angle

These firms have wealth distribution teams separate from institutional IR. Different personas, different needs. The wealth channel requires different products (semi-liquid, lower minimums) and different relationships.

💡

Why This Matters

As alternatives go retail, the universe of "allocators" expands beyond pensions and endowments to include wirehouses, RIAs, and private banks. More conversations to capture, more intelligence to deliver.

The Players

The Core Relationship: GPs and LPs

💼 GP (General Partner)

  • The fund manager
  • Makes all investment decisions
  • Charges fees (mgmt + carry)
  • Has fiduciary duty to LPs
  • Commits 1-5% of fund ("skin in the game")
  • Unlimited liability (legally)

🏛️ LP (Limited Partner)

  • The investor / allocator
  • Provides capital
  • Passive — no say in decisions
  • Limited liability — only lose what committed
  • Gets preferred return (hurdle) first
  • Then GP gets carry on profits

LP Types Expanded

Type Description Allocation to Alts Decision Speed
Public Pension Retirement $ for govt employees 20-40% Slow. Boards, consultants, politics.
Corporate Pension Retirement $ for corporate employees 15-30% Medium. Fewer stakeholders.
Endowment University/foundation pools 40-60% Medium-fast. Sophisticated, lean.
Sovereign Wealth Fund National investment funds 30-50% Variable.
Family Office Ultra-HNW family wealth Highly variable Fast. One decision-maker.
Insurance Company Investing premiums 10-25% Slow. Regulatory constraints.
Critical for Osmosis

The Intermediaries

📋 Consultants

Advise LPs on manager selection. Conduct due diligence. Write recommendations. Many pensions won't invest without consultant approval.

Key players: Cambridge Associates, Mercer, Aon, Wilshire, Aksia, Albourne

Why they matter: Gatekeepers. A negative consultant view can kill a fundraise. They speak publicly—prime Osmosis content.

🎯 OCIOs (Outsourced CIO)

Go beyond consulting—actually manage the LP's portfolio. Full discretion to hire/fire managers.

Key players: Cambridge, Mercer/Aon OCIO, Commonfund, Investure, TIFF

Why they matter: One OCIO relationship = access to dozens of underlying LPs. They consolidate allocator power.

🤝 Placement Agents

Help GPs raise capital. Essentially investment banks for fundraising. Introductions, roadshow logistics. Take 1-2% of capital raised.

Key players: Park Hill, Evercore, Lazard, Campbell Lutyens, Eaton Partners

Used by first-time funds, new geographies, or when GP lacks IR capacity.

Consultants Are Gatekeepers

Getting on the Cambridge or Mercer approved list is a huge deal for GPs. Consultants see everything—which GPs are raising, which LPs are allocating, where flows are going. GPs spend enormous energy cultivating these relationships.

The Full Picture

Other Ecosystem Players

Player What They Do Key Names
Fund Administrators Back-office: NAV calc, investor reporting, compliance Citco, SS&C, Apex, Alter Domus
Prime Brokers Serve hedge funds: leverage, securities lending, execution Goldman, Morgan Stanley, JPM
Custodians Hold assets, settlement State Street, BNY Mellon, Northern Trust
Law Firms (GP-side) Fund formation, deal docs Kirkland, Simpson Thacher, Ropes & Gray, Sidley
Law Firms (LP-side) Negotiate fund terms, side letters Same firms, different teams
Data Providers Performance data, fund info Preqin, PitchBook, Burgiss, Cambridge Benchmarks
Industry Associations Standards, advocacy, events ILPA (LP-focused), AIC, MFA
Ecosystem Insight

Many of these players host events where allocators and managers speak. Conferences from ILPA, industry associations, and data providers are all sources of spoken content that Osmosis can capture.

How It Works

The Closed-End Fundraising Process

Phase 1: Pre-Marketing (6-12 months before)
Informal conversations with existing LPs. "Would you have appetite for Fund IV?" Gauge demand, refine strategy. Build pipeline.
Phase 2: Fund Launch
PPM issued. Marketing deck finalized. DDQ ready. Data room set up. Officially "in market."
Phase 3: Active Marketing (6-18 months)
Intense period. Roadshows, conferences, LP meetings. IR and Sales slammed. Consultant presentations. Existing LP re-ups. High need for Osmosis intel.
Phase 4: First Close
50-70% of target committed. Triggers management fee clock. Sends market signal.
Phase 5: Final Close
Hard deadline for commitments. Fund "closed" — no new LPs. GP shifts to deployment. 12-24 months after launch.
Go-to-Market

Distribution Channels

🎯 Direct / Institutional

GP's IR team calls on LPs directly. Relationship-driven. Largest check sizes ($50M-$500M+). Longest diligence (6-18 months).

Most important for established managers.

📋 Consultant-Intermediated

GP presents to consultants. If approved, consultants recommend to their LP clients. Can take 6-12 months just to get on approved list.

Huge leverage: one recommendation = multiple allocations.

🤝 Placement Agent-Assisted

GP hires agent to make introductions, run process. Fee: 1-2% of capital raised. Good for first-time managers or new geographies.

🏦 Wealth / Retail Channel

Wirehouses (Morgan Stanley, UBS, Merrill), RIAs, private banks. Lower minimums ($25K-$250K). Different products: interval funds, feeder funds.

Growing fast—platforms investing heavily.

Fundraise Duration Reality Check

Fund Type Typical Duration Notes
Flagship PE (established) 6-12 months Strong brand, existing LPs re-up quickly
Flagship PE (challenged) 12-24+ months If recent performance is weak
First-time fund 18-36 months No track record, building from scratch
VC (top-tier) 2-4 weeks Seriously. Access-constrained.
Fund Structures

Evergreen vs. Vintage Funds

📅 Closed-End / Vintage (Traditional)

  • Fixed fund life (10-12 years)
  • Fixed fundraising period (12-24 mo)
  • Capital "called" over investment period
  • Capital "distributed" as investments exit
  • LPs get cash back—can't stay in same fund
  • GP must raise new fund every 3-5 years
  • Clear track record by vintage (Fund I, II, III...)

Year 1-3: Capital calls (money in)

Year 3-5: J-curve (marked down)

Year 5-10: Distributions (exits)

Year 10-12: Wind-down

♾️ Evergreen / Perpetual Capital

  • No fixed end date—goes on indefinitely
  • Continuous fundraising (monthly/quarterly)
  • Capital stays and is reinvested
  • LPs can redeem (with restrictions)
  • NAV-based pricing
  • No "vintage"—time-weighted returns

Examples: BREIT, BCRED (Blackstone), SREIT (Starwood), Brookfield perpetual funds

⚠️

The 2022-2023 Warning

BREIT and SREIT saw massive redemption requests and hit gates—LPs couldn't get out. "Liquidity" in evergreen alternatives is conditional. Caused significant reputational damage.

Sales Implications

Fund Type: Osmosis Implications

Dimension Closed-End / Vintage Evergreen / Open-End
Fundraising pattern Cyclical, intense bursts Continuous, steady
When they need intel Pre-marketing + active raise Always
Urgency Very high during raise Moderate, ongoing
IR team focus LP re-ups + new LP pursuit Retention, steady inflows, redemption mgmt
Competitive dynamics "Did we beat Fund X to close?" "Are we winning flows vs. similar products?"
Vintage Fund Managers

Acute pain during fundraising cycles. Intense need when in market. Great time to sell.

Evergreen Managers

Chronic pain—always in market, always need to know what allocators think. Steady, ongoing value.

Both Are Good Customers

But the sales motion differs. Vintage funds feel urgent pain at specific moments. Evergreen funds have persistent, ongoing need.

Follow the Money

How Asset Managers Make Money

This is the heart of the business model. Understand this and you understand the incentives.

The "2 and 20" Model

Management Fee ~2% of AUM / year

Paid regardless of performance. Covers salaries, operations, overhead.

Performance Fee (Carry) ~20% of profits

Only paid when returns exceed a benchmark ("hurdle rate"). This is the upside.

Let's Do the Math

Scenario: $10B fund with 2% management fee

$10B × 2% = $200M/year

That's $200M in revenue just for managing the money—before any performance.

🎯

The Incentive

More AUM = more management fees. This is why fundraising matters so much. Every dollar raised is ~2 cents/year in guaranteed revenue.

Inside the Firm

The Fundraising Machine

Inside an asset manager, there are dedicated people whose job is to get allocator capital in the door. This is the team Osmosis serves.

🎤 Investor Relations (IR)

The "face" of the firm to allocators. They maintain relationships, handle communications, organize annual meetings, and keep existing investors happy.

Osmosis use case: Prep for allocator meetings, track what their LPs are saying publicly

💰 Capital Formation / Sales

Hunters. They go out and find new allocator capital. Often have quotas. Travel constantly to conferences and LP meetings.

Osmosis use case: Find new allocators shifting into their strategy, competitive intel

📊 Marketing / Product

Create the materials—pitch decks, DDQs, fact sheets. Craft the narrative. Work closely with IR and Sales.

⚙️ COO / Operations

Make sure the fundraising machine runs smoothly. Care about efficiency, headcount, and process.

This Is Our Beachhead

IR and Capital Formation teams live and die by their relationships with allocators. They need to know what allocators are thinking, where capital is flowing, and what the competition is doing. We give them eyes and ears on the spoken conversations they can't attend.

The Rhythm

The Fundraising Cycle

Fundraising isn't constant—it happens in cycles, especially for private funds. Understanding this rhythm helps us time our outreach.

Fund Launch (Year 0)
GP announces new fund. Target size set. Marketing materials prepared. The fundraise begins.
Active Fundraising (Year 0-2)
Intense period. Roadshows, conferences, LP meetings. IR and Sales are slammed. High need for Osmosis intel.
First/Final Close (Year 1-2)
Fund hits targets (or doesn't). Attention shifts to deployment. Fundraising pressure drops temporarily.
Investment Period (Year 2-5)
Capital gets deployed. GP focuses on deals. But IR still maintains LP relationships, reports on progress.
Pre-Marketing Next Fund (Year 4-5)
Before current fund is done, GP starts warming up LPs for the next one. Cycle repeats. Another high-need moment.
Timing Insight

Funds in active fundraise or pre-marketing mode are our hottest prospects. They feel the pain most acutely.

The LP Perspective

What Allocators Care About

To sell to asset managers, we need to understand what their customers (allocators) actually care about. This is what drives allocator decisions:

📈 Returns (Obviously)

But not just raw returns—risk-adjusted returns. How much risk did you take to get that performance? Consistency matters.

🤝 Alignment of Interests

Does the GP have skin in the game? Are the fee structures fair? Will they do right by LPs when things get hard?

🔍 Transparency

Can I understand what you're doing with my money? Will you communicate clearly and frequently?

👥 Team Stability

Has the team worked together? Are key people likely to leave? Allocators invest in people.

🌱 ESG & Impact

Increasingly important. Does this fund align with our values and mandates? Can we defend this investment to our stakeholders?

📦 Capacity

Is the fund too big? Will my capital actually move the needle, or will I be a tiny LP with no relationship?

🎧

This Is Exactly What Osmosis Captures

When allocators speak at conferences, they're signaling priorities—"we're increasing private credit exposure," "we care deeply about GP alignment," "we're avoiding managers with turnover." Asset managers need to hear this to position themselves.

Bringing It Together

Where Osmosis Fits

🎤
Allocators Speak
Conferences, interviews,
regulatory hearings, panels
Osmosis captures
🧠
Osmosis Analyzes
Transcription, synthesis,
alerts, intelligence
delivers to
💰
Asset Managers Win
Better meetings, faster closes,
competitive edge

The Value Prop in One Sentence

"We help you know what allocators are thinking and saying—so you can raise capital faster and smarter."

🔔 Real-Time Alerts

Know immediately when a target allocator speaks publicly about your strategy or a competitor.

📋 Meeting Prep

Go into every LP meeting knowing exactly what they've said publicly about their priorities.

📊 Competitive Intel

Understand how allocators talk about your competitors—and position against them.

Reference

Key Terms to Know

Bookmark this. You'll hear these constantly.

AUM Assets Under Management. Total capital a fund manages.
LP Limited Partner. The allocator/investor in a fund.
GP General Partner. The fund manager who invests LP capital.
IR Investor Relations. Team managing LP relationships.
DDQ Due Diligence Questionnaire. Standard LP intake form.
Dry Powder Capital raised but not yet invested.
Carry Performance fee (typically 20% of profits).
Hurdle Rate Minimum return before carry kicks in.
Vintage The year a fund started investing.
First Close Initial capital commitment that starts a fund.
Final Close Deadline for LP commitments; fundraise ends.
Allocation How an LP divides capital across strategies.
Check Yourself

Quick Comprehension Check

If a fund has $5B AUM with a 2% management fee, what's their annual management fee revenue?
$10 million
$50 million
$100 million ✓
$500 million
Who is the "LP" in a private equity fund relationship?
The fund manager making investment decisions
The allocator providing capital to the fund ✓
The companies the fund invests in
The IR team at the fund
When is an asset manager MOST likely to feel the need for Osmosis?
Right after they close a successful fund
During active fundraising or pre-marketing ✓
When they're fully deployed with no dry powder
When all their LPs have re-committed
Wrap Up

The Story in 30 Seconds

Allocators (pensions, endowments, SWFs) have billions to invest. They give that capital to asset managers (PE, VC, hedge funds, credit) who invest it and charge fees.

Asset managers make money primarily through management fees (~2% of AUM). More capital raised = more revenue. So fundraising is existential.

The IR and Capital Formation teams are responsible for bringing in allocator capital. They need every edge they can get.

Osmosis gives them that edge—intelligence on what allocators are thinking, saying, and prioritizing, captured from public spoken content they'd otherwise miss.

Now you get it. Go sell. 🚀